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Provably Mitigating Corruption, Overoptimization, and Verbosity Simultaneously in Offline and Online RLHF/DPO Alignment

Chen, Ziyi, Li, Junyi, Yu, Peiran, Huang, Heng

arXiv.org Artificial Intelligence

Reinforcement learning from human feedback (RLHF) and direct preference optimization (DPO) are important techniques to align large language models (LLM) with human preference. However, the quality of RLHF and DPO training is seriously compromised by \textit{\textbf{C}orrupted} preference, reward \textit{\textbf{O}veroptimization}, and bias towards \textit{\textbf{V}erbosity}. To our knowledge, most existing works tackle only one of these important issues, and the few other works require much computation to estimate multiple reward models and lack theoretical guarantee of generalization ability. In this work, we propose RLHF-\textbf{COV} and DPO-\textbf{COV} algorithms that can simultaneously mitigate these three issues, in both offline and online settings. This ability is theoretically demonstrated by obtaining length-regularized generalization error rates for our DPO-COV algorithms trained on corrupted data, which match the best-known rates for simpler cases with clean data and without length regularization. Moreover, our DPO-COV algorithm is simple to implement without reward estimation, and is proved to be equivalent to our RLHF-COV algorithm, which directly implies the equivalence between the vanilla RLHF and DPO algorithms. Experiments demonstrate the effectiveness of our DPO-COV algorithms under both offline and online settings.


The Loss of Control Playbook: Degrees, Dynamics, and Preparedness

Stix, Charlotte, Hallensleben, Annika, Ortega, Alejandro, Pistillo, Matteo

arXiv.org Artificial Intelligence

This research report addresses the absence of an actionable definition for Loss of Control (LoC) in AI systems by developing a novel taxonomy and preparedness framework. Despite increasing policy and research attention, existing LoC definitions vary significantly in scope and timeline, hindering effective LoC assessment and mitigation. To address this issue, we draw from an extensive literature review and propose a graded LoC taxonomy, based on the metrics of severity and persistence, that distinguishes between Deviation, Bounded LoC, and Strict LoC. We model pathways toward a societal state of vulnerability in which sufficiently advanced AI systems have acquired or could acquire the means to cause Bounded or Strict LoC once a catalyst, either misalignment or pure malfunction, materializes. We argue that this state becomes increasingly likely over time, absent strategic intervention, and propose a strategy to avoid reaching a state of vulnerability. Rather than focusing solely on intervening on AI capabilities and propensities potentially relevant for LoC or on preventing potential catalysts, we introduce a complementary framework that emphasizes three extrinsic factors: Deployment context, Affordances, and Permissions (the DAP framework). Compared to work on intrinsic factors and catalysts, this framework has the unfair advantage of being actionable today. Finally, we put forward a plan to maintain preparedness and prevent the occurrence of LoC outcomes should a state of societal vulnerability be reached, focusing on governance measures (threat modeling, deployment policies, emergency response) and technical controls (pre-deployment testing, control measures, monitoring) that could maintain a condition of perennial suspension.


Interpretable dimensions support an effect of agentivity and telicity on split intransitivity

Neu, Eva, Dillon, Brian, Erk, Katrin

arXiv.org Artificial Intelligence

Intransitive verbs fall into two different syntactic classes, unergatives and unaccusatives. It has long been argued that verbs describing an agentive action are more likely to appear in an unergative syntax, and those describing a telic event to appear in an unaccusative syntax. However, recent work by Kim et al. (2024) found that human ratings for agentivity and telicity were a poor predictor of the syntactic behavior of intransitives. Here we revisit this question using interpretable dimensions, computed from seed words on opposite poles of the agentive and telic scales. Our findings support the link between unergativity/unaccusativity and agentivity/telicity, and demonstrate that using interpretable dimensions in conjunction with human judgments can offer valuable evidence for semantic properties that are not easily evaluated in rating tasks.





Optimistic Reinforcement Learning with Quantile Objectives

Alipour-Vaezi, Mohammad, Zhong, Huaiyang, Tsui, Kwok-Leung, Khodadadian, Sajad

arXiv.org Artificial Intelligence

Reinforcement Learning (RL) has achieved tremendous success in recent years. However, the classical foundations of RL do not account for the risk sensitivity of the objective function, which is critical in various fields, including healthcare and finance. A popular approach to incorporate risk sensitivity is to optimize a specific quantile of the cumulative reward distribution. In this paper, we develop UCB-QRL, an optimistic learning algorithm for the $τ$-quantile objective in finite-horizon Markov decision processes (MDPs). UCB-QRL is an iterative algorithm in which, at each iteration, we first estimate the underlying transition probability and then optimize the quantile value function over a confidence ball around this estimate. We show that UCB-QRL yields a high-probability regret bound $\mathcal O\left((2/κ)^{H+1}H\sqrt{SATH\log(2SATH/δ)}\right)$ in the episodic setting with $S$ states, $A$ actions, $T$ episodes, and $H$ horizons. Here, $κ>0$ is a problem-dependent constant that captures the sensitivity of the underlying MDP's quantile value.


Google-MedGemma Based Abnormality Detection in Musculoskeletal radiographs

Maity, Soumyajit, Kamboj, Pranjal, Maity, Sneha, Singh, Rajat, Chatterjee, Sankhadeep

arXiv.org Artificial Intelligence

This paper proposes a MedGemma-based framework for automatic abnormality detection in musculoskeletal radiographs. Departing from conventional autoencoder and neural network pipelines, the proposed method leverages the MedGemma foundation model, incorporating a SigLIP-derived vision encoder pretrained on diverse medical imaging modalities. Preprocessed X-ray images are encoded into high-dimensional embeddings using the MedGemma vision backbone, which are subsequently passed through a lightweight multilayer perceptron for binary classification. Experimental assessment reveals that the MedGemma-driven classifier exhibits strong performance, exceeding conventional convolutional and autoencoder-based metrics. Additionally, the model leverages MedGemma's transfer learning capabilities, enhancing generalization and optimizing feature engineering. The integration of a modern medical foundation model not only enhances representation learning but also facilitates modular training strategies such as selective encoder block unfreezing for efficient domain adaptation. The findings suggest that MedGemma-powered classification systems can advance clinical radiograph triage by providing scalable and accurate abnormality detection, with potential for broader applications in automated medical image analysis. Keywords: Google MedGemma, MURA, Medical Image, Classification.


Enhancing Graph Neural Networks: A Mutual Learning Approach

Agbaje, Paul, Mitra, Arkajyoti, Anjum, Afia, Khose, Pranali, Nwafor, Ebelechukwu, Olufowobi, Habeeb

arXiv.org Artificial Intelligence

Knowledge distillation (KD) techniques have emerged as a powerful tool for transferring expertise from complex teacher models to lightweight student models, particularly beneficial for deploying high-performance models in resource-constrained devices. This approach has been successfully applied to graph neural networks (GNNs), harnessing their expressive capabilities to generate node embeddings that capture structural and feature-related information. In this study, we depart from the conventional KD approach by exploring the potential of collaborative learning among GNNs. In the absence of a pre-trained teacher model, we show that relatively simple and shallow GNN architectures can synergetically learn efficient models capable of performing better during inference, particularly in tackling multiple tasks. We propose a collaborative learning framework where ensembles of student GNNs mutually teach each other throughout the training process. We introduce an adaptive logit weighting unit to facilitate efficient knowledge exchange among models and an entropy enhancement technique to improve mutual learning. These components dynamically empower the models to adapt their learning strategies during training, optimizing their performance for downstream tasks. Extensive experiments conducted on three datasets each for node and graph classification demonstrate the effectiveness of our approach.


Tibetan Language and AI: A Comprehensive Survey of Resources, Methods and Challenges

Huang, Cheng, Tashi, Nyima, Gao, Fan, Liu, Yutong, Li, Jiahao, Tian, Hao, Jiang, Siyang, Tsering, Thupten, Ma-bao, Ban, Duojie, Renzeg, Luosang, Gadeng, Dongrub, Rinchen, Tashi, Dorje, Zhang, Jin, Feng, Xiao, Wang, Hao, Tang, Jie, Tang, Guojie, Wang, Xiangxiang, Zhang, Jia, Lee, Tsengdar, Yu, Yongbin

arXiv.org Artificial Intelligence

Tibetan, one of the major low-resource languages in Asia, presents unique linguistic and sociocultural characteristics that pose both challenges and opportunities for AI research. Despite increasing interest in developing AI systems for underrepresented languages, Tibetan has received limited attention due to a lack of accessible data resources, standardized benchmarks, and dedicated tools. This paper provides a comprehensive survey of the current state of Tibetan AI in the AI domain, covering textual and speech data resources, NLP tasks, machine translation, speech recognition, and recent developments in LLMs. We systematically categorize existing datasets and tools, evaluate methods used across different tasks, and compare performance where possible. We also identify persistent bottlenecks such as data sparsity, orthographic variation, and the lack of unified evaluation metrics. Additionally, we discuss the potential of cross-lingual transfer, multi-modal learning, and community-driven resource creation. This survey aims to serve as a foundational reference for future work on Tibetan AI research and encourages collaborative efforts to build an inclusive and sustainable AI ecosystem for low-resource languages.